INVESTMENTS

Contents:
Friendly Society Tax Exempt Savings Plans
Individual Savings Plans (ISAs)
Ethical Investments
Offshore Investments
TESSA-ISAs
Collective Investments
National Savings
Individual shares

Friendly Society Tax Exempt Savings Plans

These are investment products that are essentially the same as an endowment policy, but there is no tax to be paid at the maturity of the policy. The value of the 'with profits' version is that the plan should grow each year in line with the addition of bonuses. You can invest up to £25 a month, tax-free.

Top

Individual Savings Plans  (ISAs)

 An ISA is a tax privileged investment open to all UK residents over the age of 18 and can be made up of three components – Cash Deposits, Life Assurance, and Stocks and Shares (including shares, unit trusts and corporate bonds). A Maxi ISA may contain all or any of the components and is provided by one manager. A Mini ISA contains only one of the components and an investor may chose a different manager for each of the components. An investor may not have a Maxi, and a Mini ISA in the same tax year. A TESSA only investment is also available to accept only the original capital from a matured TESSA within six months’ of maturity.

 The annual investment limits are currently:

  Deposit Component plus Insurance Component  plus Stocks & Shares Component
              
Maxi ISA Up to £3000    UP to £1000     Balance up to £7000
Mini ISA Up to £3000     Up to £1000   Up to £3000

The interest payable on a deposit ISA is paid gross without any liability for income tax. The stocks and shares and insurance components are free of capital gains tax. Until April 2004 the ISA manager can reclaim a 10% tax credit on UK share dividends, after 2004 no reclaim will be possible. The tax regime for ISAs is guaranteed to continue until at least 5 April 2009 with a review due in 2006.

 CAT STANDARDS

CAT Standards are determined by the Government and stand for Charges, Access, and Terms. It is not compulsory for ISAs to meet CAT standards, but they are intended to be a badge of good value and fairness. It is not a guarantee of investment performance. 

 The CAT standards are applied differently for each of the components listed above – Cash, Life Insurance, Stocks and Shares. Full details of these are available on request.

 You could have failed to notice the various ISA offerings from investment, and insurance companies. There are literally thousands of ISAs and funds to chose from, and not a small number of companies. Selecting an ISA that meets your requirements is therefore no easy task.

 We can assist you in making a choice that best reflects your needs and objectives.

Top

Ethical Investments

 The last few years has seen a proliferation of ethical funds, and there now exists a good number of ethical funds. Ethical funds can now be found in the following areas:

 ·         Pensions

·        Unit Trusts

·        Open Ended Investment Companies (OEICS)

·        Individual savings Accounts (ISAs)

·        Regular Savings Plans

·        Investment Trusts

·        Investment Bonds.

 The diversity in ethical requirements means that the underlying investments can vary enormously. A fund that is acceptable to one investor may be totally unacceptable to another.

 We can assist you in selecting the fund/s that  most accurately meets your particular requirements.

Top

 Offshore Investments

 It used to be that offshore products was only for the wealthy, and expatriates, this is no longer so. Individuals with modest incomes can still benefit from offshore products. The range of offshore products are as wide ranging if not more so than the offerings in the UK. The range would include:

 ·         Pensions             (operated differently to UK pensions)

·        Investment Bonds

·        Regular Savings Plans

·        Private Medical Insurance

·        Bank Accounts

 A great number of the offshore companies are subsidiaries of UK based companies and therefore operate UK Government approved funds.

 It is important to understand the risks associated with offshore investments as they are treated differently to onshore products. Because there are different offshore centres, the regulation and consequently the protection given to investors will differ greatly. Tax implications of investments also needs to be understood before any investments are made.   The Financial Services Authority does not regulate some offshore funds, therefore investors may not be given any protection under the Financial Services ACT 1986 and other rules and legislation made under that ACT.

 Before contemplating investing offshore, the ramifications should be discussed with us to ascertain your individual circumstance.

Top

 TESSA-ISAs

The ISA rules allow you to re-invest the capital of your maturing TESSA (tax-exempt Special Savings Account) up to the maximum of £9,000 into a TESSA ISA, in addition to any other ISAs you hold, as long as you move the maturity capital (not the interest) within six months.

Top

 Collective Investments

These are investments whose performance can go down as well as up. They can carry a certain amount of risk and should be used for long-term planning of at least five years, not short-term growth. First use up your ISA allowance before investing outside the tax sheltered wrapper.

 Unit trusts and OEICs are pooled funds where individuals buy units in a fund at a published price. The fund then buys assets in equities within their investment remit and the fund is wholly reliant on the performance of the assets. The fund is open i.e. unlimited numbers of people can invest in the fund - the fund just issues more units and invests the money in more assets.

 An investment trust is a company, which invests in other companies. Investment trusts are listed on the Stock Exchange, have an independent board of directors and a pool of shareholders like other public companies. An investment trust has a team of salaried staff or, more commonly, contracts the services of a specialist fund management company.

 OEICs are open-ended investment companies. Although an OEIC is structured along similar lines to a unit trust, it differs in having no bid/offer spread. This means buyers and sellers get the same, single price. Additionally, OEICs have an umbrella structure allowing numerous sub-funds investing in different types of assets, so the investor can switch more easily between different specialist areas.

 Zeros (zero-dividend preference shares) are a form of investment trust. They have three advantages:

1. They are growth shares, which pay no dividend during their lifetime so you pay no income tax on them.

2. When the zero matures, typically after up to seven years, there will only be Capital Gains Tax to pay if the gain is above the CGT limit (£7,500 in 2001/2002-tax year).

3. You can stage them to mature at the times you know you will need the money. It is important to be aware that there is no guarantee that zeros will pay out at maturity.

Top

 National Savings

There are many types of national savings available suitable for different people e.g. Children's Bonus Bonds and Pensioner Bonds. As the rates of return change regularly, and the tax-treatment varies from product to product. We can advise you as to which National Savings product is suitable for you.

Top

Individual shares

Any investment in stocks and shares need a long enough lead-time to iron out any stock market volatility. Try to use up all your tax-free allowances by placing your shares in an ISA first.

Top

Investment bonds

Investment bonds have no overt income. You can take 5% of your original investment for up to 20 years free of immediate tax until you cash them in. Then the 'chargeable gain' is divided by the number of years you have held the bond (called 'top slicing') and charged against your income tax rate at the time. But there is no tax to pay unless you are a higher ratepayer, then you pay tax at 18%. As with most investments, the longer you hold them, the better your return is likely to be. Be aware, any investment period less than five years is unlikely to show you a decent profit.

 The investment types listed above can be used for income or growth, or a combination of the two, according to your needs and time-scale. We can suggest which type of investment is suitable for you.

Top

Anthony Chambers Limited (registration no 3985717) is an Appointed Representative of Financial Solutions 2000 Ltd, 136 High Street, West Wickham, Kent, BR4 0LZ, which is authorised and regulated by the Financial Services Authority

About us | Contact us | Pensions | Investments | Mortgages | Insurance | Protection | School Fees

Family | Long Term Care | High net worth individuals | Post retirement | Disclaimer